While the concept of a security may be fundamentally simple, federal and California Securities Law regulations can be overwhelming to the average individual. It is important that a company choose an equity vehicle that is appropriate for its particular goals while minimizing its exposure to the SEC, Department of Corporations and other regulatory bodies. Our Orange County securities attorneys understand California securities law.
Whether you are an individual who is considering investing or a corporation trying to determine how to raise more capital, one of our securities attorneys can guide you through the process. We handle securities litigation for individual investors, companies, and brokers.
While we always suggest talking to one of our securities attorneys prior to making any investment, we know that is not always feasible. Indeed, many people do not even think about contacting a securities lawyer until something has gone horribly wrong with their investment. Not all losses are caused by the market. Unfortunately, many investment losses are caused by unscrupulous sales and/or procurement of your investment and sometimes outright Securities Fraud. Regardless of your cause for concern, it is important to speak with a securities attorney to determine whether or not you were the victim of fraud or whether someone with a fiduciary duty breached their obligations to you.
Securities Fraud is endemic in today’s “post-recession” environment. Many of the victims are elderly persons who lose their entire life savings to financial schemes of one form or another. Contact a securities lawyer prior to making any investment to help you understand your exposure or during the period of active investment to look out for red flags.
If you are a broker who has been accused of Securities Fraud or breach of fiduciary duty, or if you are a company with concerns over its equity offerings, you should immediately contact one of our securities law attorneys. As you are no doubt aware, securities laws are designed to protect the investor, and unless you have a securities law professional on your side, you are exposing yourself to an unnecessary risk in a hostile environment.
Contact the Law Offices of Kalab A. Honey at (949) 999-3340 to speak with an Orange County securities law attorney today.
We serve all of Orange County California, including Newport Beach, Irvine, Anaheim, Santa Ana, Huntington Beach, Garden Grove, Orange, Fullerton, Costa Mesa, Mission Viejo, San Clemente, and Laguna.