California Securities Law
While the concept of a security may be fundamentally simple, navigating federal and California Securities Law regulations can be overwhelming for the average individual. It’s crucial for a company to select an equity vehicle that aligns with its specific goals while minimizing exposure to regulatory bodies such as the SEC and Department of Corporations.
Our Orange County securities attorneys possess a deep understanding of California securities law.
Securities Attorney Orange County
Whether you’re an individual considering investments or a corporation seeking to raise capital, our securities attorneys can provide expert guidance throughout the process. We specialize in securities litigation for individual investors, companies, and brokers.
Securities Litigation for Investors
While we always recommend consulting with one of our securities attorneys before making any investment, we understand that this may not always be feasible. Unfortunately, many individuals only seek the assistance of a securities lawyer after experiencing significant losses in their investments. It’s important to recognize that not all losses are solely due to market fluctuations; some may result from fraudulent activities or breaches of fiduciary duty. Regardless of your concerns, speaking with a securities attorney can help determine if you’ve been a victim of fraud or if someone with a fiduciary duty has failed to meet their obligations to you.
Securities Litigation for Companies and Brokers–Securities Fraud
Securities fraud is pervasive in today’s post-recession environment, often targeting vulnerable individuals, including the elderly, who may lose their life savings to financial schemes. Consulting with a securities lawyer before making any investment can help you understand potential risks, and ongoing monitoring during active investments can help identify red flags.
If you’re a broker facing accusations of securities fraud or breach of fiduciary duty, or if your company has concerns regarding its equity offerings, it’s crucial to contact one of our securities law attorneys immediately. Securities laws are designed to protect investors, and without a securities law professional advocating on your behalf, you may be exposing yourself to unnecessary risks in a challenging environment.
Contact the Law Offices of Kalab A. Honey at (949) 999-3340 to speak with an Orange County securities law attorney today.
We serve all of Orange County California, including Newport Beach, Irvine, Anaheim, Santa Ana, Huntington Beach, Garden Grove, Orange, Fullerton, Costa Mesa, Mission Viejo, San Clemente, and Laguna.